Frms and advisors were hit with a phishing scam this week from fraudsters imitating FINRA executives, according to the brokerage regulator. According to a FINRA cybersecurity alert issued ...

Passing the FINRA Securities Industry Essentials (SIE) exam is the first step to entering the securities industry and serves as the corequisite to qualification licensing exams, i.e., Series 6, 7, and ...

The U.S. Financial Industry Regulatory Authority Inc. (FINRA) is tightening the rules around lending activity between brokerage reps and their clients. The self-regulatory organization has adopted ...

Characterizing AI washing as a type of "flavor of the month" marketing, Sochard noted that FINRA seeks to evaluate the accuracy of marketing claims. "If there's a prospectus, we'll look at that, or we ...

FINRA ensures brokers are licensed and transactions are fraud-free, protecting investor interests. The agency mandates truthful ads and suitability of sold securities, directly impacting ...

Negative space refers to the area around and between the main design elements. Skilled logo designers can strategically manipulate this space to create hidden images, dual visuals, and subtle ...

Eric Noll, a governor and chairman of the U.S. Financial Industry Regulatory Authority, is the new CEO of FushionIQ, a Massachusetts-based wealth management platform developer. Noll succeeds Mark ...

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October 20: Picture perfect! Daniel Shirey/MLB Photos via Getty Images October 20: Giving it our all! Daniel Shirey/MLB Photos via Getty Images October 18: Come back kids! Al Bello/Getty Images ...

We'll unveil the top 10 clothing brand logos that have conquered the fashion industry and left an indelible mark on our collective consciousness. If there's one thing that can instantly grab our ...